Whistleblower complaints

Sebi asks MIIs to resolve whistleblower complaints in 60 days, outlines guidelines on governance

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Sebi asks MIIs to resolve whistleblower complaints in 60 days, outlines guidelines on governance

Sebi on Friday came out with guidelines to strengthen accountability and improve governance of stock exchanges and other market infrastructure institutions (MIIs) by asking them to resolve whistleblower complaints within 60 days of receipt. Additionally, Sebi asked MIIs, comprising stock exchanges, clearing corporations and depositories, to adopt RegTech (regulatory technologies) and SupTech (supervision technologies) for … Read more

Whistleblower complaints down 27% among half of Nifty-50 companies in FY21

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Whistleblower complaints down 27% among half of Nifty-50 companies in FY21

Whistle-blower complaints can no longer be taken for granted, especially by large, reputed companies with presence in social media and strong brand recall, the head of compliance at a Mumbai-based financial services company said on condition of anonymity. Synopsis An analysis of annual reports by ET Intelligence Group revealed that nearly half of the Nifty-50 … Read more